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Standard Industrial Classifications Codes (SIC Codes) /
North American Industry Classification System (NAICS)

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52311Investment Banking and Securities Dealing
This industry comprises establishments primarily engaged in acting as principals (investors who buy or sell on their own account), generally on a spread basis, in originating, underwriting and/or distributing issues of securities of businesses, governments and institutions. Establishments primarily engaged in making markets (dealing or trading) in securities are included.

Exclusion(s): Establishments primarily engaged in:

*buying or selling securities for others on a commission basis (52312, Securities Brokerage).

52312Securities Brokerage
This industry comprises establishments primarily engaged in buying or selling securities for others on a commission basis.

Exclusion(s): Establishments primarily engaged in:

*securities dealing and underwriting (52311, Investment Banking and Securities Dealing).

52313Commodity Contracts Dealing
This industry comprises establishments primarily engaged in buying and selling spot or future contracts, such as commodities, foreign currency or futures options.

Exclusion(s): Establishments primarily engaged in:

*buying and selling physical commodities for resale to other than the general public (41, Wholesale Trade).

52314Commodity Contracts Brokerage
This industry comprises establishments primarily engaged in buying and selling commodity contracts and futures contracts for others on a commission basis.

Exclusion(s): Establishments primarily engaged in:

*buying and selling physical commodities for resale to other than the general public (41, Wholesale Trade).



Standard Industrial Classifications Codes (SIC Codes) Main Page

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